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Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investment Management | Boston | MA | 06/2022 | Present |
| University Of Notre Dame | Notre Dame | IN | 08/2021 | 05/2022 |
| J. Crew | Southlake | TX | 11/2020 | 01/2022 |
| University Of Notre Dame Rec Sports | Notre Dame | IN | 08/2019 | 05/2021 |
| Td Ameritrade | Southlake | TX | 05/2019 | 08/2019 |
| Td Ameritrade Institutional | Southlake | TX | 05/2020 | 08/2020 |
| Clothes Mentor | North Richland Hills | TX | 06/2017 | 05/2018 |
| Hallmark | Southlake | TX | 08/2016 | 12/2016 |
| Unemployed | Southlake | TX | 06/2012 | 08/2016 |
| Keller High School | Keller | TX | 08/2014 | 05/2018 |
| University Of Notre Dame | Notre Dame | IN | 08/2018 | 05/2022 |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | Present |
| Putnam Retail Managemenet | Boston | MA | 06/2022 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
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