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Ernst & Young Investment Advisers LLP CRD 110921
30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-12-02 |
Branch Locations
Baton Rouge, LA • United States
3900 Hancock Whitney Center 701 Poydras Street, New Orleans, LA 70139 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Louisiana State University | Baton Rouge | LA | 01/2017 | 05/2019 |
| Equitable Advisors | Atlanta | GA | 11/2021 | 01/2022 |
| Nicholls State University | Thibodaux | LA | 01/2021 | 11/2021 |
| Clever Sports Group | Thibodaux | LA | 08/2020 | 01/2021 |
| Hollywood Casino | Baton Rouge | LA | 12/2019 | 08/2020 |
| Guardian Financial Services | Baton Rouge | LA | 05/2019 | 12/2019 |
| Northwestern Mutual Investment Services Llc | Baton Rouge | LA | 03/2022 | 11/2022 |
| The Clever Group | Thibodaux | LA | 11/2022 | 11/2024 |
| Louisiana State University | Baton Rouge | LA | 08/2015 | 05/2019 |
| Unemployed | Baton Rouge | LA | 01/2022 | 03/2022 |
| Cwm, Llc Dba Carson Partners | Baton Rouge | LA | 09/2023 | 02/2024 |
| The Olivier Group, Llc | Baton Rouge | LA | 09/2023 | 02/2024 |
| Cetera Advisor Networks, Llc | El Segundo | CA | 09/2023 | 02/2024 |
| Tapfin/Ey | New Orleans | LA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-13 |
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