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Nicholas Joseph Rubnitz

Rothschild Investment LLC

Chicago, IL

Chicago, IL

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Current Employers
Rothschild Investment Llc

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-01
  • IL RA
    APPROVED
    Since 2022-04-01

Branch Locations

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wicresoft Shanghai 06/2018 07/2018
Morgan Stanley Chicago IL 05/2019 08/2019
Butler University Indianapolis IN 07/2016 05/2020
Francis W Parker School Chicago IL 09/2003 06/2016
Urban Oasis Chicago IL 05/2017 08/2017
Unemployed Chicago IL 05/2020 01/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2021 Present
Northwestern Mutual Investment Services Llc Chicago IL 03/2021 Present
  • 06/2018 → 07/2018
    Wicresoft
    Shanghai
  • 05/2019 → 08/2019
    Morgan Stanley
    Chicago, IL
  • 07/2016 → 05/2020
    Butler University
    Indianapolis, IN
  • 09/2003 → 06/2016
    Francis W Parker School
    Chicago, IL
  • 05/2017 → 08/2017
    Urban Oasis
    Chicago, IL
  • 05/2020 → 01/2021
    Unemployed
    Chicago, IL
  • 01/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2021 → Present
    Northwestern Mutual Investment Services Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-27
S63 Uniform Securities Agent State Law Examination 2021-08-27
  • S65 Uniform Investment Adviser Law Examination
    2021-10-27
  • S63 Uniform Securities Agent State Law Examination
    2021-08-27
Other Names
  • Nicholas Rubnitz
  • Nick Rubnitz

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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