Catherine Lyons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 07/2026
  Morgan Stanley
  Knoxville, TN
• 06/2018 → 08/2018
  Divine Asset Management
  New York, NY
• 07/2017 → 08/2017
  Shires Housing
  Bennington, VT
• 10/2015 → 08/2018
  Knotty Pine Motel
  Bennington, VT
• 09/2015 → 06/2017
  University Of Connecticut
  Storrs, CT
• 09/2018 → 05/2019
  University Of Connecticut
  Storrs, CT
• 07/2019 → 07/2026
  Morgan Stanley Private Bank, N.A
  New York, NY
• 07/2026 → Present
  Lpl Financial Llc
  Lenior City, TN
• 07/2026 → Present
  United Community Bank
  Lenior City , TN

Previous Registrations

• 2019-09-27 → 2026-06-15
  Morgan Stanley
  Hartford, CT
  Wellesley, MA
  Kingsport, TN
  Knoxville, TN

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name United Community Advisors - Inv Rel - At Reported Business Location (s) - Start Date: 7/2026

Exams

• S66 Uniform Combined State Law Examination
  2019-09-27