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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-11 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 06/2019 | 09/2020 |
| Harkins Theatres | Phoenix | AZ | 10/2013 | 07/2017 |
| The Walt Disney Company | Orlando | FL | 08/2017 | 05/2018 |
| Harkins Theatres | Scottsdale | AZ | 05/2018 | 06/2019 |
| Robinhood Financial, Llc | Tempe | AZ | 09/2020 | 06/2022 |
| Raymond James & Associates, Inc. | Phoenix | AZ | 05/2024 | Present |
| Bank Of America | Phoenix | AZ | 07/2022 | 05/2024 |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 06/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-05 |
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