Connor Thomas Sofield

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 05/2016
  College Of The Holy Cross
  Worchester, MA
• 08/2016 → 12/2016
  Cox Media Group
  New York, NY
• 01/2017 → 11/2017
  Iheartmedia
  Seattle, WA
• 11/2017 → 01/2018
  Beacon Hill Staffing Group
  Seattle, WA
• 02/2018 → 03/2019
  Beacon Hill Staffing Group
  New York, NY
• 03/2019 → 07/2019
  Tradition Securities And Derivatives Inc.
  New York, NY
• 07/2019 → 04/2021
  Tradition Securities And Derivatives Inc
  New York, NY
• 04/2019 → Present
  Christian Brothers Academy
  Lincroft, NJ
• 09/2020 → Present
  Tri State Lacrosse
  Hightstown, NJ
• 06/2021 → 01/2023
  Commonwealth Financial Network
  Waltham, MA
• 01/2023 → 08/2024
  Commonwealth Financial Network
  Waltham, MA
• 01/2023 → 08/2024
  Triad Wealth Advisors
  Sea Girt, MA
• 08/2024 → Present
  Commonwealth Financial Network
  Waltham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-25
• S63 Uniform Securities Agent State Law Examination
  2019-11-22