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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-23 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 02/2019 | 03/2021 |
| Red Robin Gourmet Burgers | Avondale | AZ | 05/2015 | 02/2021 |
| Charles Schwab & Co., Inc | Phoenix | AZ | 07/2022 | 01/2023 |
| Rocket Mortgage | Phoenix | AZ | 03/2021 | 06/2022 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 01/2023 | Present |
UBER; NOT INV RELATED; CHARLOTTE, NC; DRIVER; START DATE 1/20/2024; 75 HOURS PER MONTH; 0 DURING TRADING; DRIVE CUSTOMERS TO DESTINATIONS. WALMART; NOT INV RELATED; PHOENIX, AZ; SEASONAL ASSOCIATE; START DATE 9/23/2024; 120 HOURS PER MONTH; 0 DURING TRADING; STOCKING SHELVES, CASHERING, ETC. AMAZON; NOT INVESTMENT RELATED; SEATTLE, WA; WAREHOUSE EMPLOYEE; START DATE 12/2/2024; 80 HOURS PER MONTH; 0 DURING TRADING; WAREHOUSE SHIPPING, PACKING, ETC. WINGSTOP; NOT INV RELATED; GLENDALE, AZ; MANAGER; START DATE 12/31/2024; 80 HRS PER MONTH; 0 HRS DURING TRADING; MANAGERIAL DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-10 |
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