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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-10
  • NY RA
    APPROVED
    Since 2026-07-10

Branch Locations

New York, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2019 03/2020
Unemployed Tucson AZ 12/2018 01/2019
Onemain Financial Tucson AZ 06/2018 12/2018
Unemployed Tucson AZ 05/2018 06/2018
University Of Arizona Tucson AZ 08/2017 05/2018
Perfection Fence Corp. Marshfield MA 05/2017 08/2017
University Of Arizona Tucson AZ 08/2016 05/2017
E*Trade Securities Llc Santa Ana CA 03/2020 03/2022
E*Trade Capital Management Llc Irvine CA 08/2021 03/2022
Dimensional Fund Advisors Santa Monica CA 03/2022 12/2022
Unemployed Marina Del Rey CA 12/2022 08/2023
Fidelity Investments New York NY 08/2023 05/2025
Fidelity Investments Boston MA 03/2025 05/2025
Rbc Capital Markets, Llc New York NY 05/2025 06/2026
Empower Financial Services, Inc Greenwood Village CO 06/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2026 Present
  • 01/2019 → 03/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 12/2018 → 01/2019
    Unemployed
    Tucson, AZ
  • 06/2018 → 12/2018
    Onemain Financial
    Tucson, AZ
  • 05/2018 → 06/2018
    Unemployed
    Tucson, AZ
  • 08/2017 → 05/2018
    University Of Arizona
    Tucson, AZ
  • 05/2017 → 08/2017
    Perfection Fence Corp.
    Marshfield, MA
  • 08/2016 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 03/2020 → 03/2022
    E*Trade Securities Llc
    Santa Ana, CA
  • 08/2021 → 03/2022
    E*Trade Capital Management Llc
    Irvine, CA
  • 03/2022 → 12/2022
    Dimensional Fund Advisors
    Santa Monica, CA
  • 12/2022 → 08/2023
    Unemployed
    Marina Del Rey, CA
  • 08/2023 → 05/2025
    Fidelity Investments
    New York, NY
  • 03/2025 → 05/2025
    Fidelity Investments
    Boston, MA
  • 05/2025 → 06/2026
    New York, NY
  • 06/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2026 → Present
    Greenwood Village, CO
Previous Registrations
  • 2025-06-03 → 2026-07-02
    New York, NY
    New York, NY
  • 2025-03-31 → 2025-05-09
    New York, NY
    Boston, MA
  • 2023-09-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    New York, NY
  • 2022-03-22 → 2022-12-08
    Austin, TX
    Santa Monica, CA
  • 2021-09-11 → 2022-03-15
    Harrisdirect Llc
    Santa Ana, CA
    Arlington, VA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-10
S63 Uniform Securities Agent State Law Examination 2020-05-13
  • S65 Uniform Investment Adviser Law Examination
    2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2020-05-13
Other Names
  • Mark Lobosco
  • Mark Daniel Lobosco

View on SEC IAPD

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