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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-02 |
| MA | RA | APPROVED | 2025-11-13 |
| TX | RA | APPROVED | 2025-11-10 |
Branch Locations
121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Manhattan Beach | CA | 12/2018 | 11/2020 |
| Neilson Financial Services | Los Angeles | CA | 10/2017 | 11/2018 |
| University Of Arizona | Tucson | AZ | 08/2014 | 08/2017 |
| Jpmorgan Securities, Llc | Manhattan Beach | CA | 12/2018 | 11/2020 |
| Primerica Financial Services | Tucson | AZ | 03/2016 | 07/2017 |
| Postmates | Tucson | AZ | 08/2014 | 08/2016 |
| Unemployed | Redondo Beach | CA | 09/2017 | 09/2017 |
| First Republic Investment Management, Inc | New York | NY | 03/2021 | 10/2024 |
| First Republic Securities Company, Llc | Boston | MA | 03/2021 | 09/2023 |
| Matrix Resources | Los Angeles | CA | 11/2020 | 03/2021 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | 10/2024 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | 10/2024 |
| Voya Financial Advisors | Boston | MA | 11/2025 | Present |
| Unemployed | Redondo Beach | CA | 10/2024 | 10/2025 |
Name of Other Business: Plan & Roam Financial Is the business investment-related? Yes - educational in nature only (no investment advisory or brokerage services provided) Address of the Other Business: [1631 Goodman Ave. Redondo Beach, CA, 90278 Nature of the Other Business: Financial education and coaching Your Position, Title, or Relationship with the Other Business: Founder & Financial Educator Start Date of Your Relationship: January 2025 Approximate Number of Hours/Month You Devote to the Other Business: 15-20 hours per month Number of Hours You Devote to the Other Business During Securities Trading Hours: 0-2 hours per week (minimal and flexible, generally outside normal market hours) Briefly Describe Your Duties Relating to the Other Business: I develop educational materials, host workshops, and provide general financial literacy and coaching services to individuals. Discuss financial concepts of credit card payoff, rule of 72 and how the stock market works. The business is strictly educational in nature and does not involve providing securities recommendations, investment advice, or managing client assets.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-05 |
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