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John Evans

LPl Financial LLC

Berlin, CT

Unionville, CT

Hartford, CT

Hartford, CT

CRD 7055664

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-03
  • CT RA
    APPROVED
    Since 2024-12-03

Branch Locations

1191 Farmington Ave, Berlin, CT 06037 • United States

1845 Farmington Avenue, Unionville, CT 06085 • United States

1 Financial Plaza, Hartford, CT 06103 • United States

150 New Park Avenue, Hartford, CT 06106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 12/2022
Sinnamon Buns Llc Avon CT 06/2011 02/2018
The Training Zone Canton CT 11/2014 02/2018
Guardian Life Insurance Company Avon CT 12/2022 12/2024
Park Avenue Securities Avon CT 12/2022 12/2024
Unemployed Avon CT 02/2018 12/2018
Lpl Financial Llc West Hartford CT 12/2024 Present
M&T Bank West Hartford CT 12/2024 Present
  • 12/2018 → 12/2022
    Edward Jones
    St Louis, MO
  • 06/2011 → 02/2018
    Sinnamon Buns Llc
    Avon, CT
  • 11/2014 → 02/2018
    The Training Zone
    Canton, CT
  • 12/2022 → 12/2024
    Guardian Life Insurance Company
    Avon, CT
  • 12/2022 → 12/2024
    Park Avenue Securities
    Avon, CT
  • 02/2018 → 12/2018
    Unemployed
    Avon, CT
  • 12/2024 → Present
    Lpl Financial Llc
    West Hartford, CT
  • 12/2024 → Present
    M&T Bank
    West Hartford, CT
Previous Registrations
Other Businesses

1) 11/2024 - Wilmington Advisors @ M&T / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-25
  • S66 Uniform Combined State Law Examination
    2019-06-25
Other Names
  • Jack Evans

View on SEC IAPD

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