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Poopak Saatpour

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cypress, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-21
  • TX RA
    APPROVED
    Since 2026-07-21

Branch Locations

17930 Spring Cypress Rd, Cypress, TX 77429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Houston TX 08/2016 06/2026
Wells Fargo Clearing Services, Llc Houston TX 11/2018 06/2026
Keller William Realty Houston TX 01/2014 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cypress TX 06/2026 Present
Bank Of America, N.A. Cypress TX 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-10
S63 Uniform Securities Agent State Law Examination 2019-03-19
  • S65 Uniform Investment Adviser Law Examination
    2019-04-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-19

View on SEC IAPD

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