Brendon Helms

Mwa Financial Services Inc.

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Current Employers

Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-07-23
NC	RA	APPROVED	2024-06-05

SC RA
APPROVED

Since 2024-07-23
NC RA
APPROVED

Since 2024-06-05

Branch Locations

Concord, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
New York Life Insurance Co	Cahrlotte	NC	07/2016	05/2022
Nylife Securities Llc	Charlotte	NC	09/2016	05/2022
Eagle Strategies Llc	Charlotte	NC	07/2019	05/2022
Modern Woodmen Of America	Rock Island	IL	08/2022	Present
Mass Mutual Life Insurance Co	Charlotte	NC	05/2022	09/2022
Mwa Financial Services Inc	Rock Island	IL	08/2022	Present

07/2016 → 05/2022

New York Life Insurance Co

Cahrlotte, NC
09/2016 → 05/2022

Nylife Securities Llc

Charlotte, NC
07/2019 → 05/2022

Eagle Strategies Llc

Charlotte, NC
08/2022 → Present

Modern Woodmen Of America

Rock Island, IL
05/2022 → 09/2022

Mass Mutual Life Insurance Co

Charlotte, NC
08/2022 → Present

Mwa Financial Services Inc

Rock Island, IL

Previous Registrations

2019-07-22 → 2022-05-06

Eagle Strategies Llc

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-08
S63	Uniform Securities Agent State Law Examination	2016-11-09

S65 Uniform Investment Adviser Law Examination

2019-07-08
S63 Uniform Securities Agent State Law Examination

2016-11-09

Other Names

Brendon Keith Helms

View on SEC IAPD

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