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Tamas Miklos Szalai

Td Private Client Wealth LLC

Greenville, SC

Vienna, VA

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-19
NJ RA APPROVED 2022-01-14
FL RA APPROVED 2022-01-13
GA RA APPROVED 2022-01-13
CT RA APPROVED 2022-01-12
DE RA APPROVED 2022-01-12
ME RA APPROVED 2022-01-12
MD RA APPROVED 2022-01-12
NH RA APPROVED 2022-01-12
NY RA APPROVED 2022-01-12
NC RA APPROVED 2022-01-12
PA RA APPROVED 2022-01-12
RI RA APPROVED 2022-01-12
VT RA APPROVED 2022-01-12
VA RA APPROVED 2022-01-12
SC RA APPROVED 2021-11-16
  • MA RA
    APPROVED
    Since 2022-01-19
  • NJ RA
    APPROVED
    Since 2022-01-14
  • FL RA
    APPROVED
    Since 2022-01-13
  • GA RA
    APPROVED
    Since 2022-01-13
  • CT RA
    APPROVED
    Since 2022-01-12
  • DE RA
    APPROVED
    Since 2022-01-12
  • ME RA
    APPROVED
    Since 2022-01-12
  • MD RA
    APPROVED
    Since 2022-01-12
  • NH RA
    APPROVED
    Since 2022-01-12
  • NY RA
    APPROVED
    Since 2022-01-12
  • NC RA
    APPROVED
    Since 2022-01-12
  • PA RA
    APPROVED
    Since 2022-01-12
  • RI RA
    APPROVED
    Since 2022-01-12
  • VT RA
    APPROVED
    Since 2022-01-12
  • VA RA
    APPROVED
    Since 2022-01-12
  • SC RA
    APPROVED
    Since 2021-11-16

Branch Locations

200 Carolina Parkway 4Th Floor, Greenville, SC 29607 • United States

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank. Na Spartanburg SC 06/2014 09/2021
Wells Fargo Clearing Services, Llc Spartanburg SC 10/2018 03/2019
Spartanburg United Soccer Club Boiling Springs SC 01/2018 05/2021
Td Bank N.A. Greenville SC 09/2021 Present
  • 06/2014 → 09/2021
    Wells Fargo Bank. Na
    Spartanburg, SC
  • 10/2018 → 03/2019
    Wells Fargo Clearing Services, Llc
    Spartanburg, SC
  • 01/2018 → 05/2021
    Spartanburg United Soccer Club
    Boiling Springs, SC
  • 09/2021 → Present
    Td Bank N.A.
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-15
  • S65 Uniform Investment Adviser Law Examination
    2021-11-15
Other Names
  • Tamas Miklos Szalai
  • Tamas Szalai

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
GOEPPER BURKHARDT LLC · GREENVILLE, SC
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