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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-01-19 |
| NJ | RA | APPROVED | 2022-01-14 |
| FL | RA | APPROVED | 2022-01-13 |
| GA | RA | APPROVED | 2022-01-13 |
| CT | RA | APPROVED | 2022-01-12 |
| DE | RA | APPROVED | 2022-01-12 |
| ME | RA | APPROVED | 2022-01-12 |
| MD | RA | APPROVED | 2022-01-12 |
| NH | RA | APPROVED | 2022-01-12 |
| NY | RA | APPROVED | 2022-01-12 |
| NC | RA | APPROVED | 2022-01-12 |
| PA | RA | APPROVED | 2022-01-12 |
| RI | RA | APPROVED | 2022-01-12 |
| VT | RA | APPROVED | 2022-01-12 |
| VA | RA | APPROVED | 2022-01-12 |
| SC | RA | APPROVED | 2021-11-16 |
Branch Locations
200 Carolina Parkway 4Th Floor, Greenville, SC 29607 • United States
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank. Na | Spartanburg | SC | 06/2014 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Spartanburg | SC | 10/2018 | 03/2019 |
| Spartanburg United Soccer Club | Boiling Springs | SC | 01/2018 | 05/2021 |
| Td Bank N.A. | Greenville | SC | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-15 |
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