Tess Randy Klith

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 06/2021
  Wells Fargo Bank, Na
  Sioux Falls, SD
• 10/2018 → 06/2021
  Wells Fargo Clearing Services, Llc
  Sioux Falls, SD
• 04/2020 → 09/2023
  Doordash
  Sioux Falls, SD
• 06/2021 → Present
  Jp Morgan Bank, N.A.
  Sioux Falls, SD
• 06/2021 → Present
  Jp Morgan Securities Llc
  Sioux Falls, SD
• 06/2020 → 07/2020
  Attic Bar
  Sioux Falls, SD
• 05/2022 → Present
  South Dakota Safety Council
  Sioux Falls, SD
• 11/2022 → 04/2024
  Tkm Properties Llc
  Sioux Falls, SD

Previous Registrations

• 2019-05-08 → 2021-06-10
  Wells Fargo Clearing Services, Llc
  Sioux Falls, SD
  Sioux Falls, SD
  Sioux Fall, SD
  Minneapolis, MN
  Sioux Falls, SD
  Minneapolis, MN
  Sioux Falls, SD
  Sioux Falls, SD

Other Businesses

Entity Name: South Dakota Safety Council Investment related: No Address: 1108 N West avenue Sioux Falls, SD 57104 Nature of the other business: Instructor Position/Title/Relationship: Employee/Contractor Start Date: 05/14/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I instruct new motorcycle riders and teach them the skills they need to obtain their motorcycle license. Not similar to my JPMC role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-06
• S63 Uniform Securities Agent State Law Examination
  2019-03-11

Other Names

• Tess R Klith