Caitlin Kaleikaumaka Thomas

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 03/2019
  Raymond James Financial Services, Inc.
  Honolulu, HI
• 02/2017 → 03/2019
  First Hawaiian Bank
  Honolulu, HI
• 09/2016 → 12/2016
  International Language Progam
  Weihai
• 02/2016 → 08/2016
  Bloomingdale'S
  Honolulu, HI
• 09/2011 → 06/2016
  Brigham Young University Hawaii
  Laie, HI
• 01/2017 → 02/2017
  Unemployed
  Honolulu, HI
• 05/2025 → Present
  Mml Investors Services, Llc
  Roseville, CA
• 05/2025 → Present
  Massmutual Life Insurance Company
  Roseville, CA
• 03/2019 → 04/2025
  Department Of Homeland Security
  Sacramento, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-08-09

Other Names

• Caitlin Kaleikaumaka Thomas
• Caitlin Thomas