William Andrew Sims

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 03/2022
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 06/2018 → 07/2018
  Northern Star Generation Services Llc
  Houston, TX
• 06/2017 → 08/2017
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 08/2016 → 05/2018
  Rice University
  Houston, TX
• 07/2016 → 07/2016
  Unemployed
  Houston, TX
• 08/2018 → 03/2022
  J.P. Morgan Securities Llc
  Houston, TX
• 11/2016 → 03/2022
  William Sims Llc
  Washington, DC
• 04/2022 → 08/2024
  Legacy Knight Mfo, Llc
  Dallas, TX
• 05/2009 → 06/2016
  U.S. Navy
  Washington, DC
• 09/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 09/2024 → Present
  J.P. Morgan Securities Llc
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2024-10-21
• S63 Uniform Securities Agent State Law Examination
  2018-12-17

Other Names

• Drew Sims