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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-17 |
Branch Locations
4315 La Jolla Village Dr, San Diego, CA 92122 • United States
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Redwood City | CA | 08/2016 | Present |
| Wells Fargo Clearing Services Llc | Redwood City | CA | 08/2018 | Present |
| Bloomingdale'S | Palo Alto | CA | 12/2015 | 08/2016 |
IHSS SAN DIEGO COUNTY ; NOT INV RELATED;NATIONAL CITY,CA; CARE GIVER; START DATE: 04/01/2026; 100 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-17 |
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