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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-14
  • NV RA
    APPROVED
    Since 2026-07-14

Branch Locations

805 E Lake Mead Pkwy Ste 110, Henderson, NV 89015 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gotham Properties Brooklyn NY 02/2017 08/2018
State Farm Brooklyn NY 06/2017 10/2017
Raymour And Flannigan Brooklyn NY 08/2016 02/2017
Costco Wholesale Brooklyn NY 08/2015 09/2016
Axa Advisors, Llc New York NY 08/2018 06/2020
Equitable Advisors, Llc New York NY 08/2018 11/2022
Fidelity Investments Roslyn NY 12/2022 11/2023
Equitable Advisors, Llc New York NY 11/2023 04/2025
Citizens Securities, Inc. Brooklyn NY 04/2025 07/2026
Wells Fargo Clearing Services, Llc Las Vegas NV 07/2026 Present
  • 02/2017 → 08/2018
    Gotham Properties
    Brooklyn, NY
  • 06/2017 → 10/2017
    State Farm
    Brooklyn, NY
  • 08/2016 → 02/2017
    Raymour And Flannigan
    Brooklyn, NY
  • 08/2015 → 09/2016
    Costco Wholesale
    Brooklyn, NY
  • 08/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2018 → 11/2022
    New York, NY
  • 12/2022 → 11/2023
    Fidelity Investments
    Roslyn, NY
  • 11/2023 → 04/2025
    New York, NY
  • 04/2025 → 07/2026
    Brooklyn, NY
  • 07/2026 → Present
    Las Vegas, NV
Previous Registrations
  • 2025-04-30 → 2026-06-25
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Conshohocken, PA
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
  • 2023-11-13 → 2025-05-05
    New York, NY
    Melville, NY
  • 2023-01-09 → 2023-11-15
    Fidelity Personal And Workplace Advisors
    Roslyn, NY
  • 2019-02-15 → 2022-12-07
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-01
Other Names
  • Tianna Robinson

View on SEC IAPD

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