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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-07-14 |
Branch Locations
805 E Lake Mead Pkwy Ste 110, Henderson, NV 89015 • United States
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gotham Properties | Brooklyn | NY | 02/2017 | 08/2018 |
| State Farm | Brooklyn | NY | 06/2017 | 10/2017 |
| Raymour And Flannigan | Brooklyn | NY | 08/2016 | 02/2017 |
| Costco Wholesale | Brooklyn | NY | 08/2015 | 09/2016 |
| Axa Advisors, Llc | New York | NY | 08/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2018 | 11/2022 |
| Fidelity Investments | Roslyn | NY | 12/2022 | 11/2023 |
| Equitable Advisors, Llc | New York | NY | 11/2023 | 04/2025 |
| Citizens Securities, Inc. | Brooklyn | NY | 04/2025 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
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