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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-05 |
| OR | RA | APPROVED | 2025-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Portland | OR | 07/2018 | 10/2019 |
| Bank Of The West | Portland | OR | 09/2017 | 01/2018 |
| Us Bank | Gresham | OR | 11/2016 | 09/2017 |
| Bank Of The West | Tigard | OR | 02/2015 | 11/2016 |
| Us Bank | Gresham | OR | 01/2018 | 07/2018 |
| Jp Morgan Chase Bank, N.A. | Portland | OR | 07/2018 | 10/2019 |
| U.S. Bancorp Investments, Inc. | Hillsboro | OR | 10/2019 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gresham | OR | 06/2021 | 02/2022 |
| Fidelity Investments | Vancouver | WA | 02/2022 | 05/2025 |
| J.P. Morgan Securities Llc | Portland | OR | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Portland | OR | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-14 |
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