Diana Charlotte Kwon

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 07/2018 → Present
  Jpmorgan Securities, Llc.
  San Francisco, CA
• 11/2015 → 02/2017
  First Republic Bank
  San Francisco, CA
• 02/2017 → 01/2018
  First Republic Bank
  San Francisco, CA
• 01/2018 → 06/2018
  Unemployed
  Berkeley, CA

Other Businesses

Effective 6/25/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-06