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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-17 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2018 | 12/2019 |
| City Of Mckinney | Mckinney | TX | 06/2013 | 07/2018 |
| Mohave Community College | Kingman | AZ | 02/2013 | 08/2019 |
| Family Greenhouse | Mckinney | TX | 06/2016 | 08/2018 |
| Charles Schwab & Co., Inc | Mckinney | TX | 02/2020 | 08/2022 |
| Prospera Financial Services Inc | Dallas | TX | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-07 |
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