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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-01-09 |
Branch Locations
Cincinnati, OH • United States
5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2016 | 07/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 07/2021 | 09/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charoltte | NC | 09/2022 | 07/2024 |
| Bank Of America, N.A. | Charlotte | NC | 02/2023 | 07/2024 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 12/2025 | Present |
| Charles Schwab | Cincinnati | OH | 07/2025 | 08/2025 |
| Unemployed | Charlotte | NC | 07/2024 | 07/2025 |
| Unemployed | Covington | KY | 08/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-19 |
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