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Oscar Xia

Iconiq Capital, LLC

San Francisco, CA

CRD 6979915

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Employer firm

Iconiq Capital, LLC CRD 159198

$118B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Selection of other advisers
  • PORTFOLIO MANAGMENT FOR PRIVATE FOUNDATIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Iconiq Capital, Llc

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-09
  • CA RA
    APPROVED
    Since 2021-12-09

Branch Locations

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Los Angeles CA 06/2018 07/2021
New York University New York NY 10/2017 10/2017
Hsbc Private Bank New York NY 06/2017 08/2017
Crystal Brook Advisors New York NY 03/2016 09/2016
Nyu Leonard N. Stern School Of New York NY 08/2014 05/2018
Iconiq Capital San Francisco CA 08/2021 Present
  • 06/2018 → 07/2021
    Goldman Sachs & Co. Llc
    Los Angeles, CA
  • 10/2017 → 10/2017
    New York University
    New York, NY
  • 06/2017 → 08/2017
    Hsbc Private Bank
    New York, NY
  • 03/2016 → 09/2016
    Crystal Brook Advisors
    New York, NY
  • 08/2014 → 05/2018
    Nyu Leonard N. Stern School Of
    New York, NY
  • 08/2021 → Present
    Iconiq Capital
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2018-08-27
  • S65 Uniform Investment Adviser Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2018-08-27
Other Names
  • Oscar L Xia

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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