Kathryn A Bigbee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 02/2019
  Movement Therapy Llc
  Houston, TX
• 02/2019 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 06/2018 → 12/2018
  Us Capital Advisors
  Houston, TX
• 02/2019 → 07/2023
  Bank Of America, N.A.
  Houston, TX
• 01/2024 → 04/2024
  Wells Fargo Clearing Services
  Charlotte, NC
• 08/2023 → 01/2024
  Unemployeed
  Houston, TX
• 09/2024 → 12/2025
  Morgan Stanley
  Honolulu, HI
• 05/2024 → 08/2024
  Unemployed
  Charlotte, NC
• 01/2026 → Present
  Lpl Financial
  Honolulu, HI
• 01/2026 → Present
  Hawaii Federal Credit Union
  Honolulu, HI

Previous Registrations

• 2024-10-14 → 2026-01-12
  Morgan Stanley
  Honolulu, HI
• 2024-01-31 → 2024-04-12
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2019-05-06 → 2023-07-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Houston, TX

Other Businesses

1- 12/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name - HawaiiUSA Investment & Insurance Services / 160 hrs mth / 160 hrs during trading / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2019-05-03

Other Names

• Kat Ashley Bigbee
• Kathryn Bigbee
• Kathryn Ashley Bigbee