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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-22 |
| FL | RA | APPROVED | 2025-01-13 |
| NJ | RA | APPROVED | 2025-01-13 |
| CT | RA | APPROVED | 2023-01-03 |
| PA | RA | APPROVED | 2023-01-03 |
| NY | RA | APPROVED | 2022-08-10 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
1995 Broadway, New York, NY 10023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Secutities Llc | New York | NY | 06/2018 | 10/2019 |
| Td Bank, N.A. | Brooklyn | NY | 04/2010 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2018 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2019 | 02/2020 |
| Bank Of America, N.A. | New York | NY | 01/2020 | 02/2020 |
| Td Bank | New York | NY | 10/2021 | 06/2022 |
| Td Bank N.A. | New York | NY | 06/2022 | Present |
| Td Private Client Wealth Llc | New York | NY | 06/2022 | Present |
| Home | Richmond Hill | NY | 05/2020 | 09/2020 |
| Queens College | Flushing | NY | 08/2017 | 05/2020 |
| Target Corp. | Westbury | NY | 09/2020 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-17 |
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