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Gabriella Marie Montes

Ubs Financial Services Inc.

Ft. Worth, TX

Fort Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-05
  • TX RA
    APPROVED
    Since 2022-08-05

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 05/2018 05/2019
University Of Dallas Irving TX 08/2014 05/2018
Halo Restoration Services, Llc Irving TX 05/2016 08/2016
University Of Dallas Irving TX 06/2016 05/2018
Self Fort Worth TX 05/2019 02/2020
Ubs Financial Services Inc. Fort Worth TX 02/2020 Present
  • 05/2018 → 05/2019
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 08/2014 → 05/2018
    University Of Dallas
    Irving, TX
  • 05/2016 → 08/2016
    Halo Restoration Services, Llc
    Irving, TX
  • 06/2016 → 05/2018
    University Of Dallas
    Irving, TX
  • 05/2019 → 02/2020
    Self
    Fort Worth, TX
  • 02/2020 → Present
    Ubs Financial Services Inc.
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-05
S63 Uniform Securities Agent State Law Examination 2018-06-26
  • S65 Uniform Investment Adviser Law Examination
    2022-08-05
  • S63 Uniform Securities Agent State Law Examination
    2018-06-26
Other Names
  • Gabriella Montes
  • Gabriella Marie Montes
  • Gabriella Montes Cantu
  • Gabriella Marie Montes Cantu

View on SEC IAPD

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Other Investors

MARIANNE ELIZABETH CARTER
LARRY CARLTON MILTON
Erin Michelle Smith
Matt Magee
Connor Matthew Levesque
David John Springer
ROBERT EDWARD BROWN
RACHEL E CARTER

Other Offices

SANCTUARY ADVISORS, LLC · FORT WORTH, TX
SANCTUARY ADVISORS, LLC · Ft. Worth, TX
ROGERS WEALTH GROUP, INC. · FORT WORTH, TX
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · FORT WORTH, TX
LPL FINANCIAL LLC · FORT WORTH, TX
THIRTEEN TWENTY-TWO ADVISORS · FORT WORTH, TX
LPL FINANCIAL LLC · FT. WORTH, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX

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