Best Investors Account Sign in

Marina Rodgers

Hsbc Securities (Usa) Inc.

Chicago, IL

CRD 6950279

Claim This Profile
Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-28
  • IL RA
    APPROVED
    Since 2020-07-28

Branch Locations

227 West Monroe Street 18Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 07/2018 06/2020
Bank Of America Chandler AZ 05/2018 07/2018
Hsbc Bank Usa, N.A. Arlington Heights IL 06/2020 Present
Hsbc Securities (Usa) Inc. Arlington Heights IL 07/2020 Present
Unemployed Seattle WA 10/2015 05/2018
  • 07/2018 → 06/2020
    Chicago, IL
  • 05/2018 → 07/2018
    Bank Of America
    Chandler, AZ
  • 06/2020 → Present
    Hsbc Bank Usa, N.A.
    Arlington Heights, IL
  • 07/2020 → Present
    Arlington Heights, IL
  • 10/2015 → 05/2018
    Unemployed
    Seattle, WA
Previous Registrations
Other Businesses

Package deliveries with Amazon. Non investment- related. 1455 W Shure Dr, Arlington Heights, IL 60004 Package deliveries with Amazon Delivery partner Delivery partner August 22, 2021 0-3, 5 hours None Delivering packages with Amazon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Other Names
  • Marina Corcimari
  • Marina Hamidullina

View on SEC IAPD

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor