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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-28 |
Branch Locations
227 West Monroe Street 18Th Floor, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 07/2018 | 06/2020 |
| Bank Of America | Chandler | AZ | 05/2018 | 07/2018 |
| Hsbc Bank Usa, N.A. | Arlington Heights | IL | 06/2020 | Present |
| Hsbc Securities (Usa) Inc. | Arlington Heights | IL | 07/2020 | Present |
| Unemployed | Seattle | WA | 10/2015 | 05/2018 |
Package deliveries with Amazon. Non investment- related. 1455 W Shure Dr, Arlington Heights, IL 60004 Package deliveries with Amazon Delivery partner Delivery partner August 22, 2021 0-3, 5 hours None Delivering packages with Amazon.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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