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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-08
  • FL RA
    APPROVED
    Since 2021-11-08

Branch Locations

1450 Brickell Ave Floors 17Th & 18Th, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Private Advisory, Llc New York NY 05/2018 01/2020
Citigroup New York NY 04/2017 04/2018
Citigroup New York NY 07/2016 04/2017
Citigroup New York NY 08/2015 06/2016
Jpmorgan Chase Bank, N.A. Miami FL 10/2021 Present
J.P. Morgan Securities Llc Miami FL 10/2021 Present
Citi Private Advisory, Llc Miami FL 02/2020 09/2021
Citigroup Global Markets Inc New York NY 05/2018 01/2020
Citigroup Global Markets Inc Miami FL 02/2020 09/2021
  • 05/2018 → 01/2020
    Citi Private Advisory, Llc
    New York, NY
  • 04/2017 → 04/2018
    Citigroup
    New York, NY
  • 07/2016 → 04/2017
    Citigroup
    New York, NY
  • 08/2015 → 06/2016
    Citigroup
    New York, NY
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 10/2021 → Present
    Miami, FL
  • 02/2020 → 09/2021
    Citi Private Advisory, Llc
    Miami, FL
  • 05/2018 → 01/2020
    New York, NY
  • 02/2020 → 09/2021
    Miami, FL
Previous Registrations
Other Businesses

Entity Name: OakBerry Investment related: No Address: Miami Florida 33131 https://www.oakberry.com/en-US Nature of the other business: Fast Food Position/Title/Relationship: Owner / Partner Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Oakberry fills a need for healthy fast food in the market. They are on a journey to make Acaí known and appreciated all over the globe. They sell healthy Acai bowls and smoothies for millions worldwide, especially those focused on their well-being.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05
Other Names
  • Gustavo Faria Lima
  • Gustavo Defarialima
  • Gustavo Epaiva
  • Gustavo Faria Lima
  • Gustavo Defarialimaepaiva
  • Gustavo De Faria Lima E Paiva

View on SEC IAPD

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