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Douglas Aaron Sanders

Commonwealth Financial Network

Cos Cob, CT

CRD 6943698

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-11-20
  • CT RA
    APPROVED
    Since 2023-11-20

Branch Locations

Cos Cob, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jadian Capital New York NY 06/2017 07/2023
Fir Tree Partners New York NY 01/2016 01/2017
Audience Entertainment New York NY 01/2016 05/2017
Consultant (Self-Employed) Cos Cob CT 08/2023 Present
Commonwealth Financial Network Waltham MA 09/2023 Present
  • 06/2017 → 07/2023
    Jadian Capital
    New York, NY
  • 01/2016 → 01/2017
    Fir Tree Partners
    New York, NY
  • 01/2016 → 05/2017
    Audience Entertainment
    New York, NY
  • 08/2023 → Present
    Consultant (Self-Employed)
    Cos Cob, CT
  • 09/2023 → Present
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-20
  • S65 Uniform Investment Adviser Law Examination
    2023-11-20
Other Names
  • Douglas Aaron Sanders

View on SEC IAPD

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