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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-06-27 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Nichols Hills, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paycom | Oklahoma City | OK | 03/2016 | 01/2017 |
| Power Reviews | Chicago | IL | 01/2017 | 02/2018 |
| First Trust Portfolios L.P. | Wheaton | IL | 04/2018 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 04/2018 | Present |
OTHER BUSINESS NAME: DMB CO. LOCATION: 1057 GALLANT CT. WHEATON, IL 60187. NATURE OF BUSINESS: LEASING LICENSE. POSITION OR TITLE: N/A. RESPONSIBILITIES: PARENTS REAL ESTATE COMPANY THAT MAGGIE HELPS OUT WITH VERY MINIMALLY. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 0 TOTAL/ NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-27 |
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