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Richard Reid Hyman

LPl Financial LLC

Long Island City, NY

CRD 6927554

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-01
  • NY RA
    APPROVED
    Since 2024-04-01

Branch Locations

37-16 30Th Avenue, Long Island City, NY 11103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 03/2018 10/2019
Ny Engish Group Lic NY 01/2017 03/2018
Avatar Technologies Inc Iloilo City 01/2014 10/2016
Bank Of America, N.A. Bayside NY 07/2018 10/2019
Citigroup Queens NY 10/2019 03/2024
Lpl Financial Services Long Island NY 04/2024 Present
Webster Bank Long Island NY 04/2024 Present
  • 03/2018 → 10/2019
    Bayside, NY
  • 01/2017 → 03/2018
    Ny Engish Group
    Lic, NY
  • 01/2014 → 10/2016
    Avatar Technologies Inc
    Iloilo City
  • 07/2018 → 10/2019
    Bank Of America, N.A.
    Bayside, NY
  • 10/2019 → 03/2024
    Citigroup
    Queens, NY
  • 04/2024 → Present
    Lpl Financial Services
    Long Island, NY
  • 04/2024 → Present
    Webster Bank
    Long Island, NY
Previous Registrations
Other Businesses

1) 03/27/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WEBSTER INVESTMENTS - Inv Rel - At Reported Business Location(s) - Start: 04/01/2024 - 160 Hr/Mth/ 8 hours during trading 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-14
  • S66 Uniform Combined State Law Examination
    2018-12-14
Other Names
  • Richard Hyman
  • Richard Reid Hyman

View on SEC IAPD

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