Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-01 |
Branch Locations
37-16 30Th Avenue, Long Island City, NY 11103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside | NY | 03/2018 | 10/2019 |
| Ny Engish Group | Lic | NY | 01/2017 | 03/2018 |
| Avatar Technologies Inc | Iloilo City | 01/2014 | 10/2016 | |
| Bank Of America, N.A. | Bayside | NY | 07/2018 | 10/2019 |
| Citigroup | Queens | NY | 10/2019 | 03/2024 |
| Lpl Financial Services | Long Island | NY | 04/2024 | Present |
| Webster Bank | Long Island | NY | 04/2024 | Present |
1) 03/27/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WEBSTER INVESTMENTS - Inv Rel - At Reported Business Location(s) - Start: 04/01/2024 - 160 Hr/Mth/ 8 hours during trading 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-14 |
Reach out to this advisor