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Emily F Fain

Sequoia Financial Group, L.L.C.

Akron, OH

Phoenix, AZ

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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-22
  • AZ RA
    APPROVED
    Since 2025-12-22

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

2355 E. Camelback Rd., Ste. 900, Phoenix, AZ 85016-9065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonora Investment Management Llc Tucson AZ 04/2017 10/2025
Sonora Investment Management Llc Tucson AZ 08/2016 04/2017
4 Seasons Phoenix AZ 01/2014 08/2016
Focus Partners Wealth, Llc Boston MA 10/2025 11/2025
Sequoia Financial Group Akron OH 11/2025 Present
  • 04/2017 → 10/2025
    Sonora Investment Management Llc
    Tucson, AZ
  • 08/2016 → 04/2017
    Sonora Investment Management Llc
    Tucson, AZ
  • 01/2014 → 08/2016
    4 Seasons
    Phoenix, AZ
  • 10/2025 → 11/2025
    Focus Partners Wealth, Llc
    Boston, MA
  • 11/2025 → Present
    Sequoia Financial Group
    Akron, OH
Previous Registrations
  • 2025-10-02 → 2025-11-13
    Focus Partners Wealth, Llc
    Scottsdale, AZ
  • 2025-01-29 → 2025-10-23
    Sonora Investment Management
    Scottsdale, AZ
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07
Designations

View on SEC IAPD

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Other Investors

KEVIN JAMES BAUER
WILLIAM THOMAS MAWBY
MATTHEW BURKE PRICE
MICHAEL LEE LALLATHIN
VICTORIA LOUISE ELLINGER
RONALD GREGORY FLOWERS
SEAN MICHAEL HOUSTON
JOSEPH PAUL D'ANNIBALLE

Other Offices

CETERA INVESTMENT ADVISERS LLC · AKRON, OH
ON INVESTMENT MANAGEMENT CO · AKRON, OH
CONCURRENT INVESTMENT ADVISORS, LLC · Akron, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Fairlawn, OH
CETERA INVESTMENT ADVISERS LLC · FAIRLAWN, OH
VALMARK ADVISERS, INC. · Akron, OH
VALMARK ADVISERS, INC. · Fairlawn, OH
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