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Rodolfo Acosta

Wells Fargo Clearing Services, LLC

Henderson, NV

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-06-14
  • NV RA
    APPROVED
    Since 2021-06-14

Branch Locations

25 E Horizon Ridge Pkwy Ste 150, Henderson, NV 89002 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Las Vegas NV 12/2015 Present
Wells Fargo Clearing Services, Llc Las Vegas NV 01/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-07
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2021-06-07
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Rudy Acosta
  • Rodolfo Acosta

View on SEC IAPD

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