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5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-10 |
Branch Locations
13001 Seal Beach Blvd. Suite 375, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Long Beach | CA | 01/2018 | 03/2022 |
| Lexolution Llc | Los Angeles | CA | 10/2017 | 01/2018 |
| Law Office Of Christina W. Wang | Irvine | CA | 07/2013 | 09/2017 |
| Law Office Of Christina Wang | Irvine | CA | 10/2018 | Present |
| Lpl Financial, Llc | Long Beach | CA | 03/2022 | Present |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 03/2022 | Present |
1) 10/2018 - Other (Attorney) - Law Office of Christina Wang - Not Investment Related - 15 hr/mon - 0 hr/trading - 5% - Irvine, CA 92606 2) 3/2022 - DBA for LPL Business (entity for LPL business) - Dilday and Associates - Investment Related - Long Beach, CA 90803 3) 05/24/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisor firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-27 |
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