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Christina Wen Chin Wang

Mariner Advisor Network

Seal Beach, CA

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Current Employers
Mariner Advisor Network

5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-10
  • CA RA
    APPROVED
    Since 2022-03-10

Branch Locations

13001 Seal Beach Blvd. Suite 375, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Long Beach CA 01/2018 03/2022
Lexolution Llc Los Angeles CA 10/2017 01/2018
Law Office Of Christina W. Wang Irvine CA 07/2013 09/2017
Law Office Of Christina Wang Irvine CA 10/2018 Present
Lpl Financial, Llc Long Beach CA 03/2022 Present
Mariner Independent Advisor Network, Llc Sacramento CA 03/2022 Present
  • 01/2018 → 03/2022
    First Financial Equity Corporation
    Long Beach, CA
  • 10/2017 → 01/2018
    Lexolution Llc
    Los Angeles, CA
  • 07/2013 → 09/2017
    Law Office Of Christina W. Wang
    Irvine, CA
  • 10/2018 → Present
    Law Office Of Christina Wang
    Irvine, CA
  • 03/2022 → Present
    Lpl Financial, Llc
    Long Beach, CA
  • 03/2022 → Present
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
Other Businesses

1) 10/2018 - Other (Attorney) - Law Office of Christina Wang - Not Investment Related - 15 hr/mon - 0 hr/trading - 5% - Irvine, CA 92606 2) 3/2022 - DBA for LPL Business (entity for LPL business) - Dilday and Associates - Investment Related - Long Beach, CA 90803 3) 05/24/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisor firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-27
  • S66 Uniform Combined State Law Examination
    2018-10-27

View on SEC IAPD

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