Richard Roswell Weart

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/2014 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

3/14/19 Dergalis Associates LLC Sales Associate 210 Lake Drive East STE 310 Cherry Hill, NJ 08002 Sales of group and individual ancillary products Used when marketing to real estate companies to offer group and individual benefits and financial services to their real estate agents Dergalis Associates 100 hours per month 3/14/19 www.agentbenefits.net Website is used to market to Dergalis Associates real estate company clients and their real estate agents 3/14/19 Realty Benefit Services 1087 Mount Eyre Rd Washington Crossing, PA 18977 Sales Associate Sales of tax account program for which Realty Benefit Services collects the administrative fee. 100 hours per month

Exams

• S66 Uniform Combined State Law Examination
  2018-02-26
• S63 Uniform Securities Agent State Law Examination
  2014-09-23

Other Names

• Richard Weart