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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Santa Barbara | CA | 06/2015 | Present |
| Kevin Du Pree | Irvine | CA | 08/2020 | 09/2020 |
| Ubs Financial Services | Beverly Hills | CA | 04/2019 | 07/2020 |
| Ubs Financial Services | Santa Barbara | CA | 06/2015 | 04/2019 |
| Timothy Molnar | Irvine | CA | 09/2020 | Present |
| Kevin Du Pree | Irvine | CA | 09/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2021 | Present |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 09/2020 | Present |
| Timothy Molnar | Irvine | CA | 08/2020 | 09/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
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