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CRD 6303633
Foundations Investment Advisors LLC CRD 175083
$10.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-11 |
Branch Locations
355 E Germann Rd, Gilbert, AZ 85297 • United States
16150 N Arrowhead Fountains Center Dr Suite 200, Peoria, AZ 85382 • United States
16435 N Scottsdale Rd Suite 175, Scottsdale, AZ 85254 • United States
1360 N Bullard Ave, Goodyear, AZ 85395 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors | Phoenix | AZ | 09/2015 | 03/2025 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 08/2025 | Present |
| Big`s American & Grill | Peoria | AZ | 05/2025 | 08/2025 |
ASSET PRESERVATION & WEALTH; INVESTMENT RELATED; 16150 N ARROWHEAD FOUNTAINS CENTER DR, SUITE 200, PEORIA, AZ 85040; INSURANCE SALES; CONNECT CLIENTS WITH SOLUTIONS FOR THEIR INSURANCE NEEDS; STARTED:08/2025; PLANS TO DEDICATE ABOUT 20 HOURS A MONTH TO INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-09 |
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