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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-21 |
| TX | RA | APPROVED_RES | 2026-07-21 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2014 | 05/2026 |
| Bank Of America, N,A. | Chandler | AZ | 08/2015 | 05/2026 |
| Morgan Stanley | Gilbert | AZ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-10 |
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