Timothy Frazier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-10-17

MI RA
APPROVED

Since 2024-10-17

Branch Locations

3201 Portage Rd, Kalamazoo, MI 49001 • United States

5015 E Beltline Ave Ne, Grand Rapids, MI 49525-1195 • United States

5136 Cascade Rd Se., Ste 1B, Grand Rapids, MI 49546 • United States

5003 Century Ave, Kalamazoo, MI 49006 • United States

4431 W. Centre Ave, Portage, MI 49024 • United States

161 Monroe Ave Nw, Grand Rapids, MI 49503-2620 • United States

100 E 8Th Street, Ste 100, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc.	Rockford	MI	02/2024	08/2024
Covenant Trust Company	Chicago	IL	10/2020	03/2024
Gordon Food Service	Wyoming	MI	10/2016	07/2019
Spectrum Health	Grand Rapids	MI	07/2019	09/2020
First Data	Atlanta	GA	04/2016	09/2016
Army National Guard	Taylor	MI	11/2017	12/2019
Thrivent Financial	Appleton	WI	04/2024	08/2024
Old National Bank	Grand Rapids	MI	10/2024	Present
Lpl Financial Llc	Grand Rapids	MI	10/2024	Present

02/2024 → 08/2024

Thrivent Investment Management Inc.

Rockford, MI
10/2020 → 03/2024

Covenant Trust Company

Chicago, IL
10/2016 → 07/2019

Gordon Food Service

Wyoming, MI
07/2019 → 09/2020

Spectrum Health

Grand Rapids, MI
04/2016 → 09/2016

First Data

Atlanta, GA
11/2017 → 12/2019

Army National Guard

Taylor, MI
04/2024 → 08/2024

Thrivent Financial

Appleton, WI
10/2024 → Present

Old National Bank

Grand Rapids, MI
10/2024 → Present

Lpl Financial Llc

Grand Rapids, MI

Previous Registrations

2024-07-08 → 2024-08-21

Thrivent Investment Management Inc.

Minneapolis, MN

Rockford, MI

Other Businesses

1- 10/2024 / Life Coach / Personal Care Coach / Not Investment Related / 2.5 hrs mth / Canonburg MI / Start date: 07/15/2023 2- 10/2024 / UNIQUE MODELS & TALENT / Other / Not Investment Related / 4-8 hrs mth / 4-8 hrs during trading / Grand Rapids, MI / Start date: 08/15/2024 3- 10/2024 / Notary for the State of Michigan / Notary / Investment Related / Rockford MI / Start date: 03/15/2020 4- 10/2024 / Host Parent Nature / Other / Not Investment Related / 2 hrs mth / Rockford MI / Start date: 08/19/2024 5- 11/12/2024- Old National Investments - Financial Institution Duty - Wealth Advisor - Not Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 1 Hour Per Month/ During Trading 6- 11/12/2024- Other - book sales - Author - Not Investment Related - Home Based - Start Date 06/21/2022 - 1 Hour Per Month/ During Trading 7- 03/31/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-21

S66 Uniform Combined State Law Examination

2024-06-21

Other Names

Timothy Ira Frazier

View on SEC IAPD