Richard R Runde

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Avantax Planning Partners, Inc.

3390 Asbury Road, Dubuque, IA 52002-2801 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2015-01-05

IA RA
APPROVED

Since 2015-01-05

Branch Locations

2345 John F. Kennedy Road, Dubuque, IA 52004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Honkamp Krueger & Company	Dubuque	IA	05/2013	Present
Proequities Inc	Dubuque	IA	11/2013	12/2017
Honkamp Krueger Financial Services Inc	Dubuque	IA	01/2015	Present

05/2013 → Present

Honkamp Krueger & Company

Dubuque, IA
11/2013 → 12/2017

Proequities Inc

Dubuque, IA
01/2015 → Present

Honkamp Krueger Financial Services Inc

Dubuque, IA

Previous Registrations

2014-11-24 → 2017-12-31

Concourse Financial Group Securities, Inc.

Dubuque, IA

Other Businesses

HONKAMP KRUEGER & CO; NON-INVESTMENT RELATED; 2345 JFK RD, DUBUQUE, IA 52002; CPA FIRM; CPA / PARTNER; START DATE 05/2013; 200 HOURS PER MONTH WITH ALL HOURS BEING DURING TRADING HOURS; PROVIDING ACCOUNTING AND TAX SERVICES TO CLIENTS. HONKAMP KRUEGER FINANCIAL SERVICES INC; INVESTMENT RELATED; 2345 JOHN F. KENNEDY ROAD, DUBUQUE, IA 52004; FINANCIAL SERVICES; ADVISOR; START 01/2015; FINANCIAL ADVISOR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-24

S66 Uniform Combined State Law Examination

2014-11-24

Other Names

Rich Runde

View on SEC IAPD