Jesse Daniel Moss

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 03/2017
  Thrivent Investment Management Inc
  Doylestown, PA
• 10/2014 → 03/2017
  Thrivent Financial
  Appleton, WI
• 06/2018 → 01/2023
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 04/2018 → 01/2023
  World Financial Group, Inc.
  Greenwood Village, CO
• 06/2014 → 03/2017
  Thrivent Finacial For Lutherans
  Doylestown, PA
• 01/2017 → 05/2021
  Generation Healthcare Inc.
  Newark, OH
• 07/2021 → 01/2023
  Jack Schroeder And Associates, Llc
  Cedar Hill, TX
• 01/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2022 → Present
  Mba Financial Services, Llc
  Boulder, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → Present
  Generation Healthcare, Inc,
  Newark, OH

Previous Registrations

• 2021-05-04 → 2023-01-04
  Transamerica Financial Advisors, Llc
  Centennial, CO

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2014; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: THE REMEDY GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: 6518 W 70TH PL, ARVADA, CO 80003; NATURE OF BUSINESS: OCCUPATIONAL THERAPY; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: OWNER / CEO; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HELP IN OVERALL BUSINESS DECISIONS, NOT INVOLVED IN THE DAY-TO-DAY activities; 3. NAME OF OTHER BUSINESS: MBA FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / INSURANCE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND INVESTMENT ADVICE; 4. NAME OF OTHER BUSINESS: GENERATION HEALTHCARE, INC, INVESTMENT RELATED: NO, ADDRESS: 26 N WESTMOOR AVE, NEWARK, OH, 43055, NATURE OF BUSINESS: HEALTHCARE, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: CEO, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RUNNING THE COMPANY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-04
• S63 Uniform Securities Agent State Law Examination
  2020-01-17
• S66 Uniform Combined State Law Examination
  2014-08-20

Other Names

• Jesse Daniel Moss