Toshua Phillips

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-11
IN	RA	APPROVED	2026-07-10

Branch Locations

9770 E 116Th St, Fishers, IN 46037 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial Llc	Indianapolis	IN	06/2022	09/2023
Oneamerica	Indianapolis	IN	11/2019	06/2022
Defenders Adt	Indianapolis	IN	11/2018	06/2019
Capital Group	Indianapolis	IN	10/2013	04/2018
Triac Electric	Indianapolis	IN	01/2011	11/2019
Wise Financial/Northwestern Mutual Investment Services Llc	Indianapolis	IN	11/2023	05/2024
Raymond James & Associates	Indianapolis	IN	11/2024	05/2026
Sgs Technologies	Jacksonville	FL	07/2024	11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fishers	IN	06/2026	Present
Bank Of America, N.A.	Fishers	IN	07/2026	Present

06/2022 → 09/2023

Lpl Financial Llc

Indianapolis, IN
11/2019 → 06/2022

Oneamerica

Indianapolis, IN
11/2018 → 06/2019

Defenders Adt

Indianapolis, IN
10/2013 → 04/2018

Capital Group

Indianapolis, IN
01/2011 → 11/2019

Triac Electric

Indianapolis, IN
11/2023 → 05/2024

Wise Financial/Northwestern Mutual Investment Services Llc

Indianapolis, IN
11/2024 → 05/2026

Raymond James & Associates

Indianapolis, IN
07/2024 → 11/2024

Sgs Technologies

Jacksonville, FL
06/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fishers, IN
07/2026 → Present

Bank Of America, N.A.

Fishers, IN

2025-01-15 → 2026-05-19

Raymond James & Associates, Inc.

Indianapolis, IN

St. Petersburg, FL
2024-02-14 → 2024-05-16

Northwestern Mutual Investment Services, Llc

Indianapolis, IN
2023-09-05 → 2023-10-25

Lpl Financial Llc

Carmel, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-02

Other Firms