Grace M Lopez-Williams

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → 09/2025
  Grace M Williams Cpa Pc
  Norcross, GA
• 02/2015 → 11/2019
  Avantax Investment Services
  Norcross, GA
• 08/2015 → 11/2019
  Avantax Advisory Services
  Norcross, GA
• 11/2019 → 03/2020
  Pfs Investments Inc
  Cumming, GA
• 04/2020 → 09/2025
  Avantax Investment Services, Inc.
  Norcross, GA
• 04/2020 → 09/2025
  Avanatax Insurance Agency, Llc.
  Norcross, GA
• 12/1998 → 09/2025
  Grace M Williams And Associates, Inc.
  Norcross, GA
• 09/2020 → 09/2025
  Avantax Advisory Services
  Norcross, GA
• 11/2024 → 09/2025
  Clarion Tax & Wealth Strategies
  Encintas, CA
• 08/2025 → 06/2026
  American United Life
  Norcross, GA
• 09/2025 → 06/2026
  Oneamerica Securities
  Norcross, GA
• 04/1999 → Present
  Grace M. Williams Cpa Pc
  Norcross, GA
• 07/2026 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 07/2026 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2025-09-18 → 2026-06-26
  Oneamerica Securities, Inc.
  Indianapolis, IN
  Norcross, GA
  Norcross, GA
• 2020-10-20 → 2025-09-05
  Avantax Advisory Services
  Norcross, GA
  Dallas, TX
• 2019-11-25 → 2020-03-10
  Pfs Investments Inc.
  Cumming, GA
  Cumming, GA
• 2015-08-06 → 2019-11-15
  Avantax Advisory Services
  Norcross, GA

Other Businesses

1) DBA - GW GROUP FINANCIAL SERVICES, LLC - 5195 JIMMY CARTER BLVD, SUITE 202; NORCROSS, GA 30096; NON-INVESTMENT RELATED; FINANCIAL SERVICES; PRESIDENT; 15% OF TIME SPENT. 2) GRACE M. WILLIAMS AND ASSOCIATES, INC. - 5195 JIMMY CARTER BLVD, SUITE 200; NORCROSS, GA 30096; NON-INVESTMENT RELATED; START DATE 5.1.99; REAL ESTATE; OWNER; 100% OF TIME SPENT. 3) TRABAJO LEGAL USA - 5195 JIMMY CARTER BLVD, SUITE 102; NORCROSS, GA 30096; NON-INVESTMENT RELATED; JOB RECRUITMENT STAFFING; PRESIDENT; 1% OF TIME SPENT. 4) GW STRATEGIC TAX ADVISORS LLC - 5195 JIMMY CARTER BLVD, SUITE 202; NORCROSS, GA 30096; NON-INVESTMENT RELATED; TAX STRATEGY SPECIALIST; PRESIDENT; 2.5% OF TIME SPENT. 5) GM INTERNATIONAL CONSULTANTS LLC - 5195 JIMMY CARTER BLVD, SUITE 101; NORCROSS, GA 30096; NON-INVESTMENT RELATED; CONSULTING; CO-OWNER; 10% OF TIME SPENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-11-09

Designations

• Personal Financial Specialist

Other Names

• Grace M Lopez -Cepero
• Grace M Lopez-Marcus
• Grace Minerva Lopez-Williams
• Grace M Lopez-Williams
• Grace M Lopez-Williams