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Kenneth David Barnes

Fisher Investments

Fort Lauderdale, FL

Plano, TX

CRD 6254490

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-27
TX RA APPROVED_RES 2026-01-21
  • FL RA
    APPROVED
    Since 2026-01-27
  • TX RA
    APPROVED_RES
    Since 2026-01-21

Branch Locations

Fort Lauderdale, FL • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Boca Raton FL 09/2013 10/2020
Charles Schwab & Co., Inc. Fort Lauderdale FL 10/2020 09/2025
Charles Schwab Bank, Ssb Fort Lauderdale FL 11/2023 09/2025
Fisher Investments Fort Lauderdale FL 01/2026 Present
Unemployed Fort Lauderdale FL 09/2025 01/2026
  • 09/2013 → 10/2020
    Td Ameritrade, Inc.
    Boca Raton, FL
  • 10/2020 → 09/2025
    Charles Schwab & Co., Inc.
    Fort Lauderdale, FL
  • 11/2023 → 09/2025
    Charles Schwab Bank, Ssb
    Fort Lauderdale, FL
  • 01/2026 → Present
    Fisher Investments
    Fort Lauderdale, FL
  • 09/2025 → 01/2026
    Unemployed
    Fort Lauderdale, FL
Previous Registrations
  • 2022-04-28 → 2025-09-06
    Charles Schwab & Co., Inc.
    Boca Raton, FL
    Fort Lauderdale, FL
  • 2014-02-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Boca Raton, FL
    Boca Raton, FL
    Fort Lauderdale, FL
  • 2014-01-29 → 2022-10-14
    Td Ameritrade, Inc.
    Boca Raton, FL
    Fort Lauderdale, FL
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-27
  • S66 Uniform Combined State Law Examination
    2014-01-27

View on SEC IAPD

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