Richard Levy

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2017
  Msi Financial Services, Inc
  Indianapolis, IN
• 03/2017 → 02/2023
  Mml Investors Services, Llc
  Indianapolis, IN
• 07/2016 → 02/2023
  Mmassachusetts Mutual Life Insurance Co
  Indianapolis, IN
• 03/2023 → 05/2025
  Key Investment Services Llc
  Brooklyn, OH
• 02/2023 → 04/2025
  Keybank
  Lebanon, IN
• 07/2016 → 02/2023
  One To One Financial
  Indianapolis, IN
• 11/2013 → 07/2016
  Metlife And Affiliates
  Indianapolis, IN
• 05/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Indianapolis, IN
• 05/2025 → Present
  J.P. Morgan Securities Llc
  Indianapolis, IN

Previous Registrations

• 2023-03-08 → 2025-05-06
  Key Investment Services Llc
  Lebanon, IN
  Brooklyn, OH
• 2017-03-25 → 2023-02-13
  Mml Investors Services, Llc
  Indianapolis, IN
  Indianapolis, IN
• 2015-01-05 → 2017-03-25
  Msi Financial Services, Inc.
  Broadview Hts, OH
  Indianapolis, IN
  Indianapolis, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-18
• S63 Uniform Securities Agent State Law Examination
  2013-10-17

Other Names

• Richard Levy
• Rick Levy
• Richard Martin Levy