Letian Dong

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 01/2024
  Northwestn Mutual Investment Services, Llc
  Raleigh, NC
• 01/2015 → 04/2023
  Tom Morris
  Durham, NC
• 09/2015 → 01/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2015 → 09/2020
  Raleigh Academy Of Chinese Language
  Raleigh, NC
• 05/2023 → 01/2024
  Rick Hu
  New York, NY
• 02/2024 → Present
  Ameriprise Financial Services, Llc
  Winchester, MA

Previous Registrations

• 2014-08-08 → 2024-02-13
  Northwestern Mutual Investment Services, Llc
  Raleigh, NC
  Durham, NC
  Farmingdale, NY
  W Hempstead, NY
  Raleigh, NC
  East Meadow, NY
  New York, NY

Other Businesses

Real Estate License; Yes. Outside Employment; Watermelon Bay, LLC; Ameriprise business entity that employs and pays my salary for my work as a (licensed staff) at Ameriprise; Manage advisory business; 48 Mount Vernon Street, Suite 301, Winchester, MA, 01890; Investment-Related; 02/12/2024; 60 hours per month; 60 during trading hours / Unapologetically Us, LLC; Integrator of consulting business, responsible for operationalize the company's vision in helping entrepreneurial firms build scalable businesses.; Consulting; 48 Mount Vernon Street, Suite 301, , Winchester, MA, 01890; Not Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours / X Medical Consulting LLC; My husband, Michael Jin, is a radiologist and reading for private practices on weekends (and some nights). He wants my help in operations/admin work for things such as overseeing operations, proof reading, and filing paperwork.; operations/consulting/admin; 245 Fort Washington Ave Apt 5C, , New York, NY, 10032; Not Investment-Related; 07/20/2024; 40 to 59 hours per month; 0 during trading hours. Other Business Activities; CFP Board Ambassador & Mentor; Increase awareness of CFP(r) designation. Work with team on increasing DEI within the profession. Write articles for CFP's website once or twice a year. Mentor candidates sitting for the CFP exam.; 1425 K St, NW #800, Washington, DC, 20005; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / The American College; Working as part of NextGen(RisingGen) TaskForce and with the Women's College at The American College to help attract, recruit & retain talent within the financial planning profession.; 630 Allendale Rd #400, , King of Prussia, PA, 19406; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant