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Zachary Michael Bombard

LPl Financial LLC

Worcester, MA

Worcester, MA

Danvers, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-13
  • MA RA
    APPROVED
    Since 2021-05-13

Branch Locations

1 Mercantile St Ste 530, Worcester, MA 01608 • United States

1 Mercantile St Ste 530, Worcester, MA 01608 • United States

150A Andover St, Suite 8, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Braintree MA 07/2016 06/2017
Voya Financial Advisors, Inc. Braintree MA 08/2019 02/2021
Voya Financial Advisors, Inc. Braintree MA 04/2018 08/2019
Voya Financial Advisors, Inc. Braintree MA 06/2017 04/2018
Voya Financial Advisors, Inc. Worcester MA 02/2021 05/2021
Lpl Financial, Llc Worcester MA 05/2021 Present
Previous Registrations
Other Businesses

2/2021 - DBA for LPL Business (entity for LPL business) - NORTH POINTE WEALTH MANAGEMENT - Investment Related - WORCESTER, MA 01608

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-22
S63 Uniform Securities Agent State Law Examination 2016-12-21
  • S65 Uniform Investment Adviser Law Examination
    2017-05-22
  • S63 Uniform Securities Agent State Law Examination
    2016-12-21

View on SEC IAPD

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