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Simone Jones

Steward Partners Investment Advisory, LLC

Kennesaw, GA

Stamford, CT

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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-01-22
GA RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-01
  • LA RA
    APPROVED
    Since 2024-01-22
  • GA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-01

Branch Locations

1925 Vaughn Road Suite 200, Kennesaw, GA 30144 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Marietta GA 08/2016 11/2016
Wells Fargo Clearing Services, Llc Marietta GA 11/2016 11/2023
Steward Partners Global Advisory, Llc Kennesaw GA 11/2023 Present
Steward Partners Investment Solutions, Llc Kennesaw GA 11/2023 Present
Steward Partners Investment Advisory, Llc Kennesaw GA 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-18
S63 Uniform Securities Agent State Law Examination 1999-08-11
  • S66 Uniform Combined State Law Examination
    2008-07-18
  • S63 Uniform Securities Agent State Law Examination
    1999-08-11
Other Names
  • Simone Spitzer
  • Simone Jones
  • Simone Hendijani

View on SEC IAPD

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