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Laura Elizabeth Rogers Weathers

Truist Advisory Services, Inc.

Charlotte, NC

CRD 6208090

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-09
  • NC RA
    APPROVED
    Since 2021-12-09

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 06/2013 02/2018
Bb&T Securities, Llc Charlotte NC 01/2018 12/2019
Bb&T Investments Charlotte NC 02/2018 02/2018
Truist Investment Services, Inc. Charlotte NC 12/2021 01/2024
Bb&T Bank/Truist Bank Charlotte NC 12/2019 12/2021
Truist Advisor Services, Inc. Charlotte NC 12/2021 01/2024
Truist Investment Services, Inc. Charlotte NC 01/2024 Present
Truist Advisory Services, Inc. Charlotte NC 01/2024 Present
  • 06/2013 → 02/2018
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 12/2019
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2018 → 02/2018
    Bb&T Investments
    Charlotte, NC
  • 12/2021 → 01/2024
    Truist Investment Services, Inc.
    Charlotte, NC
  • 12/2019 → 12/2021
    Bb&T Bank/Truist Bank
    Charlotte, NC
  • 12/2021 → 01/2024
    Truist Advisor Services, Inc.
    Charlotte, NC
  • 01/2024 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 01/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2018-01-02 → 2019-12-12
    Bb&T Securities, Llc
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2017-06-19 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-16
  • S66 Uniform Combined State Law Examination
    2017-06-16
Other Names
  • Liz Rogers
  • Liz Weathers
  • Elizabeth Rogers
  • Laura Elizabeth Rogers
  • Laura Weathers

View on SEC IAPD

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