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Zachary Michael Ellis

Neuberger Berman Bd LLC

New York, NY

New York, NY

CRD 6201761

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-31
  • NY RA
    APPROVED
    Since 2023-05-31

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 05/2017 12/2022
Rockit Solutions Stamford CT 04/2016 04/2017
Neuberger Berman New York NY 05/2023 Present
Unemployed New York NY 01/2023 04/2023
  • 05/2017 → 12/2022
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 04/2016 → 04/2017
    Rockit Solutions
    Stamford, CT
  • 05/2023 → Present
    Neuberger Berman
    New York, NY
  • 01/2023 → 04/2023
    Unemployed
    New York, NY
Previous Registrations
  • 2017-11-21 → 2023-01-06
    Morgan Stanley
    Purchase, NY
    Purchase, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2017-11-20
Other Names
  • Zach Ellis

View on SEC IAPD

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